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Securities and capital markets

Securities and capital markets legal services have always been the key parts of our businesses, and certain our founding partners are among the first group of PRC lawyers being authorized to carry out and practice the legal business regarding securities. Ever since the incorporation of our firm, we have advised and provided comprehensive and outstanding legal services to numerous corporations, PE/VC firms, sponsor institutions/underwriters, independent financial advisers in respect of their corporate reorganization, restructuring, pre-IPO financing and investment, domestic and overseas issuance of stocks, bonds and other securities, and mergers and reorganization of listed companies, etc., which helps us win a high reputation in the legal market. This firm and our partners have repeatedly been awarded of the best for the equity transaction project of the year, the outstanding deal of the year, Asia leading lawyers or been highly recommended by renowned legal media, including Asian Legal Business (ALB), Chambers, China Law & Practice, China Business Law Journal and New Fortune, etc.

Our services include:

Pro-IPO reorganization, reformation, structure establishment of “red-chip” or “VIE”

Pre-IPO private financing or PE/VC investment

Domestic and/or overseas initial public offering (ADSs or ADRs) and listing (including listing on the Shanghai Stock Exchange, Shenzhen Stock Exchange, Hong Kong Exchanges and Clearing Limited, Singapore Exchange, the New York Stock Exchange and NASDAQ)

Domestic and overseas refinancing of listed companies (including but not limited to public and non-public offering, issuance of corporate bonds, convertible bonds, convertible notes and bonds depositary receipts, etc.)

Domestic or overseas negotiated acquisitions/tender offers, restructuring, reorganization, back door listing, merger, division, privatization, delisting and recovery of listed companies

Division and repurchase of shares of listed companies

Domestic and cross-board investment of listed companies

Management incentive plans and employee stock ownership plans

Governance structure, compliance management, and information disclosure of listed companies

Pledge financing, agreement transfer, issuing exchangeable bonds of shares held by majority shareholders of listed companies

Listing of non-listed public companies on the National Equities Exchange and Quotations, the public transfer, private placement and mergers and reorganizations of listed companies

Interbank market financing, e.g. bonds, financial bonds, medium-term notes, short-term financing bonds

Corporate bonds and private bond financing

Professionals

Frank Chen
+86 21 6881 5499

John Jiang
+86 21 2228 8328

Arthur Chen
+86 21 2228 8338

Spring Zhang
+86 21 2228 8398

Gui Chen (Adam)
+86 21 2228 8418

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